Commentary on MiFID II Conduct of Business Rules, Arts 21-30 MiFID II

Research output: Chapter in Book/Published conference outputChapter (peer-reviewed)peer-review


This paper provides a detailed commentary of arts. 21 through 30 of the new Markets in Financial Instruments Directive (Directive 2014/65/EU, MiFID II). Its primary target audience is legal practitioners who want to inform themselves about the operating conditions for investment firms in Europe, particularly the conduct of business rules. MiFID II will come into force on 3rd January 2018.

The aim of the commentary is to provide an understandable and at the same time thorough account of MiFID II’s requirements, the corresponding provisions in the MiFID II Delegated Directive (Directive (EU) 2017/593) and MiFID II Delegated Regulation (Regulation (EU) 2017/565) as well as ESMA’s guidance. The commentary also directs readers to issues that are in doubt or completely uncertain in the new regime, and it adopts a clear stance on these issues.
Original languageEnglish
Title of host publicationEuropean Financial Services Law
Subtitle of host publicationArticle-by-Article Commentary
EditorsMathias Lehmann, Christoph Kumpan
Place of PublicationOxford (UK)
PublisherHart Publishing
Number of pages87
ISBN (Electronic)978-3-406-70870-1
ISBN (Print)978-3-406-70870-1, 978-1-5099-2388-5, 978-3-8487-3690-4
Publication statusPublished - 2019

Bibliographical note

© 2017 The Author


Dive into the research topics of 'Commentary on MiFID II Conduct of Business Rules, Arts 21-30 MiFID II'. Together they form a unique fingerprint.

Cite this